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Ronald Alan Durando

CRD# 1028608·Registered 1982 - 1994
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Alan Durando was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1982 - 1994. Ronald had worked at 5 firms and has passed the Series 63, Series 7, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

NUTLEY SECURITIES, INC.·CRD# 20048
BD
October 23, 1987 - November 15, 1994
GLADSTONE SECURITIES, INC.·CRD# 15910
BD
December 19, 1986 - August 19, 1987
GRAYSTONE NASH, INC.·CRD# 10635
BD
February 21, 1985 - October 16, 1986
DONALD & CO. SECURITIES INC.·CRD# 7776
BD
Tinton Falls, NJ
May 25, 1984 - February 21, 1985
J. W. WELLER & CO., INC.·CRD# 6106
BD
March 30, 1982 - April 2, 1984

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Current Firm

NS
NUTLEY SECURITIES, INC.

FIRST NUTLEY SECURITIES, INC. | NUTLEY SECURITIES, INC.

CRD#: 20048 / SEC#: 8-37625
BD
Terminated by SEC on 02/20/1995

Contact Information

Established

New Jersey since 10/20/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1982About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1987About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1987About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Sep 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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