Mary P. Mada
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Philomena Mada was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1982. Mary had worked at 5 firms and has passed the Series 63, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 1995 - July 24, 2009
BROAD STREET SECURITIES, INC.
September 27, 1994 - March 21, 1995
MID AMERICA CAPITAL CORP. INC.
July 25, 1990 - December 17, 1992
FIDELITY EQUITY SERVICES CORPORATION
September 6, 1985 - June 19, 1989
MARANTETTE & CO
April 29, 1982 - April 23, 1985
RONEY & CO. L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROAD STREET SECURITIES, INC.
CRD#: 36101 / SEC#: , 8-47171
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
