Larry B. Levingston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Bruce Levingston was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1982. Larry had worked at 6 firms and has passed the Series 63, Series 7, Series 27 and Series 54FN exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 1997 - October 18, 1999
COLLEGE & UNIVERSITY SECURITIES CORPORATION
December 21, 1990 - January 8, 2013
VINING-SPARKS IBG, LLC
April 25, 1989 - January 8, 2013
ICBA SECURITIES
July 17, 1986 - September 16, 1987
LAWYER-MILLS SECURITIES, INC.
September 5, 1985 - December 19, 1986
PLANSMITH SECURITIES,INC.
March 15, 1982 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 54FN
Date: 1/27/1982
Municipal Securities Financial and Operations Principal ExaminationCurrent Firm
COLLEGE & UNIVERSITY SECURITIES CORPORATION
CRD#: 42468 / SEC#: , 8-49859
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CENTRAL ASSOCIATION OF COLLEGE AND UNIVERSITY BUSINESS OFFICERS | PARENT CORPORATION | |
| BARNES, JAMES A | DIRECTOR | |
| BENKEN, JAMES EDWARD | DIRECTOR | |
| DODSON, JAMES MARSHALL | DIRECTOR | |
| GLADNEY, HAROLD LAMAR | COMPLIANCE OFFICER | 1189322 |
| HUNKINS, DONALD E | DIRECTOR | |
| LEVINGSTON, LARRY BRUCE | CFO/TREASURER | 1028551 |
| MOULTON, JEANNE MARIE | EVP/SECRETARY | 2092778 |
| PATTERSON, JOHN DALE | DIRECTOR | |
| RATZLOFF, KEITH L | CHAIRMAN | |
| SCOTT, FRANCIS JOSEPH | HEAD TRADER | 818820 |
| SHIRLEY, MICHAEL SLEET | DIRECTOR | |
| SORENSEN, ROBERT SIDNEY | DIRECTOR | |
| WADE, RANDALL EDWIN | PRESIDENT | 1572823 |
| WATSON, ELAINE MCINTYRE | DIRECTOR |
Red Flags
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