Kevin A. Mcdermott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Arthur Mcdermott, who also goes by Kevin Arthur Mcdermott Jr, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1982. Kevin had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2019 - January 14, 2025
SIEBERT WILLIAMS SHANK & CO., LLC
October 5, 2016 - November 5, 2019
THE WILLIAMS CAPITAL GROUP, L.P.
August 3, 2015 - July 14, 2016
BMO CAPITAL MARKETS CORP.
March 6, 2012 - October 20, 2015
BMO CAPITAL MARKETS GKST INC.
November 24, 1999 - May 2, 2001
CREDIT SUISSE SECURITIES (USA) LLC
January 18, 1995 - July 23, 1998
CREDIT SUISSE SECURITIES (USA) LLC
November 8, 1989 - November 3, 1994
NOMURA SECURITIES INTERNATIONAL, INC.
January 25, 1982 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
January 22, 1982 - November 13, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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