Karen S. Hriso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Sue Hriso, who also goes by Karen Sue Dingledine, Karen Dingledine, Karen Dingledine Hriso, Karen Dingleione Hriso, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1982. Karen had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2000 - November 1, 2005
GREENWOOD INVESTMENTS, LLC
November 29, 1996 - April 1, 2014
EMPOWER FINANCIAL SERVICES, INC.
July 30, 1996 - November 29, 1996
THE GREAT-WEST LIFE ASSURANCE COMPANY
May 15, 1991 - July 8, 1996
METROPOLITAN LIFE INSURANCE COMPANY
May 15, 1991 - July 8, 1996
MSI FINANCIAL SERVICES, INC.
April 2, 1990 - March 5, 1991
USF&G INVESTMENT SERVICES, INC.
April 11, 1988 - March 12, 1990
LEHMAN BROTHERS INC.
December 23, 1985 - April 11, 1988
E. F. HUTTON & COMPANY INC
June 6, 1982 - November 5, 1985
WALL STREET WEST, INC.
January 26, 1982 - May 7, 1982
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREENWOOD INVESTMENTS, LLC
CRD#: 45646 / SEC#: , 8-51122
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GW CAPITAL MANAGEMENT, LLC | SOLE SHAREHOLDER | |
| BYRNE, BEVERLY ANN | SECRETARY | 1983774 |
| DERBACK, GLEN RAY | TREASURER | 1330783 |
| LUIZ, TERESA LYNN | CHIEF COMPLIANCE OFFICER | 1573186 |
| MAIERS, MARY CAROL | ASSISTANT TREASURER | 4468209 |
| MCDONALD, GRAHAM RICHARD | PRESIDENT AND CHAIRMAN OF THE BOARD | 1250661 |
| MCLEOD, DAVID GEORGE | DIRECTOR | 3041563 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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