Donald Gambridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Gambridge, who also goes by Donald Thomas Gambridge, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1982. Donald had worked at 11 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2021 - October 1, 2025
ALLSTATE FINANCIAL SERVICES, LLC
March 27, 2018 - October 18, 2021
EVERLAKE DISTRIBUTORS, LLC
March 23, 2017 - April 13, 2018
ALLSTATE FINANCIAL SERVICES, LLC
April 9, 2009 - December 31, 2016
STATE FARM VP MANAGEMENT CORP.
April 3, 2007 - January 7, 2009
VP DISTRIBUTORS LLC
August 31, 2004 - March 12, 2007
NEW ENGLAND SECURITIES
August 31, 2004 - March 12, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 31, 2004 - March 12, 2007
MSI FINANCIAL SERVICES, INC.
April 26, 1999 - May 3, 2007
WALNUT STREET SECURITIES, INC.
October 20, 1994 - April 29, 1999
CINCINNATI ANALYSTS, INC.
November 14, 1988 - October 25, 1994
WALNUT STREET SECURITIES, INC.
January 31, 1986 - November 22, 1988
TOWER SQUARE SECURITIES, INC.
April 29, 1982 - January 13, 1986
ALLEGHENY INVESTMENTS, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
