William E. Baer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Baer, who also goes by Bill Baer, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2009 - April 10, 2024
BAER WEALTH MANAGEMENT
April 3, 2008 - January 14, 2011
LINDNER CAPITAL ADVISORS, INC.
September 19, 1991 - March 3, 2008
1717 CAPITAL MANAGEMENT COMPANY
March 12, 1982 - March 3, 2008
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
BAER WEALTH MANAGEMENT
CRD#: 150555 / SEC#: 801-118667
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAER WEALTH MANAGEMENT
CRD#: 150555 / SEC#: 801-118667
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 657 |
| AUM (Assets Under Management) | $ 294,329,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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