Michael S. Gold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Stephan Gold, who also goes by Mg Gold, Michael "mg" Gold, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 18 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 52 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2014 - June 28, 2019
SUMMIT FINANCIAL GROUP INC
August 11, 2014 - June 28, 2019
SUMMIT BROKERAGE SERVICES, INC.
June 24, 2011 - August 20, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
June 24, 2011 - August 20, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
April 12, 2007 - June 29, 2011
MORGAN KEEGAN & COMPANY, LLC
April 11, 2007 - June 29, 2011
MORGAN KEEGAN & COMPANY, LLC
November 19, 2003 - April 12, 2007
J. B. HANAUER & CO.
October 24, 2003 - April 12, 2007
J. B. HANAUER & CO.
October 19, 2001 - February 27, 2002
WINDSOR STREET CAPITAL, LP
February 15, 2000 - August 13, 2002
SILER WEALTH MANAGEMENT
February 17, 1995 - October 19, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.
January 3, 1994 - February 9, 1995
JWGENESIS SECURITIES, INC.
September 9, 1993 - January 3, 1994
JW GENESIS CLEARING CORP.
July 2, 1992 - September 7, 1993
JOSEPHTHAL & CO., INC.
August 19, 1986 - November 2, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 1, 1985 - October 6, 1986
CIBC WORLD MARKETS CORP.
December 26, 1984 - April 8, 1985
CRALIN & CO., INC.
May 8, 1984 - January 2, 1985
E. F. HUTTON & COMPANY INC
September 20, 1983 - May 22, 1984
UBS FINANCIAL SERVICES INC.
July 23, 1982 - August 19, 1983
ARCH W. ROBERTS & CO.
January 26, 1982 - July 28, 1982
DONALD SHELDON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/12/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
