Gordon R. Foster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Richard Foster JR., who also goes by Gordon Richard Foster Jr, Gordon Foster, was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1982. Gordon had worked at 22 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - November 3, 2021
WESTPARK WEALTH ADVISORS, INC.
January 4, 2016 - November 9, 2017
IMS SECURITIES, INC.
February 26, 2014 - December 31, 2015
CETERA ADVISORS LLC
February 26, 2014 - December 31, 2015
CETERA ADVISORS LLC
October 1, 2012 - February 13, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - February 13, 2013
J.P. MORGAN SECURITIES LLC
August 20, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 16, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
April 4, 2008 - August 27, 2008
WORTH FINANCIAL GROUP INC.
August 10, 2007 - November 30, 2007
WELLS FARGO CLEARING SERVICES, LLC
February 22, 2002 - December 31, 2003
USALLIANZ SECURITIES, INC.
May 2, 2001 - February 21, 2002
PROSPERA FINANCIAL SERVICES, INC.
January 17, 2001 - May 9, 2001
RUSHMORE SECURITIES CORPORATION
June 4, 1998 - March 8, 2001
NORTHSTAR SECURITIES, INC.
October 10, 1997 - December 9, 1998
DOMINION CAPITAL CORPORATION
January 3, 1995 - October 7, 1997
BANK UNITED SECURITIES CORP.
November 12, 1992 - December 31, 1994
TOUCHSTONE SECURITIES, LLC
January 10, 1992 - November 10, 1992
WALNUT STREET SECURITIES, INC.
March 22, 1989 - February 6, 1990
BARRE & COMPANY, INCORPORATED
October 19, 1987 - April 5, 1988
MCG PORTFOLIO MANAGEMENT CORP.
July 25, 1987 - September 11, 1987
LANDMARK GOVERNMENT SECURITIES, INC.
May 6, 1985 - October 2, 1987
LANDMARK INVESTMENTS, INC.
December 14, 1984 - April 16, 1985
COLLINS SECURITIES CORPORATION
April 4, 1983 - December 17, 1984
UNITED CAPITAL CORPORATION
January 26, 1982 - March 30, 1983
BRITTENUM & ASSOCIATES, INC.
Primary Firm SEC Registration
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
