Kenneth R. Penrose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Richard Penrose, who also goes by Ken Penrose, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1982. Kenneth had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2009 - November 10, 2025
LATITUDE ADVISORS, LLC
November 2, 2009 - November 3, 2025
GWN SECURITIES INC.
January 18, 2002 - November 16, 2009
MEDALLION ADVISORY SERVICES, LLC
November 23, 1998 - November 16, 2009
MEDALLION INVESTMENT SERVICES, INC.
July 31, 1996 - December 3, 1998
SECURITIES SERVICE NETWORK, LLC
January 1, 1996 - August 14, 1996
IFG NETWORK SECURITIES, INC.
November 30, 1988 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
August 2, 1985 - December 17, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
December 6, 1984 - July 16, 1985
INVEST FINANCIAL CORPORATION
October 5, 1983 - December 18, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
February 18, 1982 - September 14, 1983
AMERICAN EXPRESS FINANCIAL CORPORATION
February 18, 1982 - September 14, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
February 18, 1982 - September 14, 1983
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
