William G. Nash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Gray Nash, who also goes by Bill Nash, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 5 firms and has passed the SIE, Series 41, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2007 - April 6, 2017
W.G. NIELSEN & CO.
August 16, 2000 - September 6, 2006
MOUNTAINVIEW SECURITIES, LLC
October 6, 1997 - February 29, 2000
NASH FINANCIAL CORPORATION
September 4, 1990 - June 6, 1995
WELLS FARGO CLEARING SERVICES, LLC
April 22, 1982 - September 4, 1990
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 4/16/1983
NYSE Allied Member ExaminationCurrent Firm
W.G. NIELSEN & CO.
CRD#: 41093 / SEC#: , 8-49316
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
