Ricky L. Grunden
Professional summary
Ricky Lee Grunden SR, CFP®, who also goes by Ricky Lee Grunden, is a registered financial advisor currently at GRUNDEN FINANCIAL ADVISORY, INC. located in Denton, Texas.
Ricky is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Ricky has worked at 4 firms and has passed the Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ricky Lee Grunden SR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1988
Experience
March 9, 2012 - Present
GRUNDEN FINANCIAL ADVISORY, INC.
Office #1: 515 South Carroll Blvd, Denton, TX 76201February 21, 2003 - December 31, 2011
GRUNDEN FINANCIAL ADVISORY, INC.
August 3, 1990 - April 19, 1999
WALNUT STREET SECURITIES, INC.
March 26, 1986 - August 6, 1990
ADVANTAGE CAPITAL CORPORATION
May 18, 1982 - March 27, 1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
GRUNDEN FINANCIAL ADVISORY, INC.
CRD#: 111595 / SEC#: 801-58252
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/9/2012)
Exams
Current Firm
GRUNDEN FINANCIAL ADVISORY, INC.
CRD#: 111595 / SEC#: 801-58252
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 262 |
| AUM (Assets Under Management) | $ 434,724,916 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
GRUNDEN FINANCIAL ADVISORY, INC.
CRD#: 111595Denton, TX 76201TRUST BUT VERIFY
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