George S. Sapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Stanley Sapp JR, who also goes by George Stanley Sapp, Jack Sapp Jr, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1982. George had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2001 - December 31, 2015
QUASAR DISTRIBUTORS, LLC
July 16, 1996 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
July 31, 1993 - October 17, 1994
CITIGROUP GLOBAL MARKETS INC.
March 18, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
May 5, 1989 - August 26, 1993
BOETHEO INVESTMENT COMPANY, INC.
September 29, 1986 - October 10, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 26, 1986 - October 10, 1988
EQUITABLE ADVISORS, LLC
February 21, 1985 - September 5, 1986
MORGAN STANLEY DW INC.
March 12, 1982 - December 10, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 12, 1982 - December 10, 1984
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
