Jesse G. Parks
JANNEY MONTGOMERY SCOTT LLC | SVP-Satellite Branch Manager
Goldsboro, NC 27534
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CRD#: 1027968
Professional summary
Jesse Gordon Parks is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Goldsboro, North Carolina.
Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Jesse has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
What are your service offerings?
Financial planning
Institutional consulting
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
50K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WAYNE MEMORIAL HOSPITAL FOUNDATION, 2700 WAYNE MEMORIAL DRIVE, GOLDSBORO, NC; NOT INVESTMENT RELATED; NATURE: NON PROFIT CORP TO PROMOTE AND SUPPORT ACTIVITIES FOR THE BENEFIT OF THE PURPOSES OF WAYNE MEMORIAL HOSPITAL. POSITION/TITLE: BOARD OF DIRECTORS; DUTIES: ASSIST BOARD OF DIRECTORS IN MANAGING BUSINESS AND AFFAIRS OF THE CHARITABLE CORPORATION; DEVOTES 2 HOURS/MONTH; NOT COMPENSATED.
CRS (Client Relationship Summary) - RIA
Click below to view Jesse Gordon Parks's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jesse Gordon Parks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2017 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 204 Malloy Street Suite B, Goldsboro, NC 27534RIA
BD
CRD#: 463
Goldsboro, NC
Current
June 13, 2017 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 204 Malloy Street Suite B, Goldsboro, NC 27534RIA
BD
CRD#: 463
Goldsboro, NC
Past
July 1, 2016 - June 15, 2017
STONEX ADVISORS INC.
RIA
CRD#: 174182
Goldsboro, NC
Past
November 22, 2013 - June 15, 2017
STONEX SECURITIES INC.
BD
CRD#: 18456
GOLDSBORO, NC
Past
November 21, 2013 - November 22, 2013
STONEX SECURITIES INC.
BD
CRD#: 18456
BIRMINGHAM, AL
Past
October 12, 2005 - July 5, 2016
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
GOLDSBORO, NC
Past
March 11, 2005 - October 12, 2005
STERNE, AGEE & LEACH, INC.
RIA
CRD#: 791
GOLDSBORO, NC
Past
October 17, 2003 - November 22, 2013
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
GOLDSBORO, NC
Past
June 21, 2002 - October 23, 2003
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GOLDSBORO, NC
Past
March 21, 2002 - October 23, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 28, 2002 - June 21, 2002
WACHOVIA SECURITIES, INC.
RIA
CRD#: 431
GOLDSBORO, NC
Past
July 21, 1989 - June 15, 2002
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Past
July 5, 1988 - July 25, 1989
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
NEW YORK, NY
Past
January 25, 1982 - July 16, 1988
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2019)
RR
Alaska(8/30/2023)
RR
Arizona(1/30/2019)
RR
Arkansas(1/30/2019)
RR
California(6/13/2017)
RR
Colorado(1/30/2019)
RR
Connecticut(1/30/2019)
RR
Delaware(1/30/2019)
RR
District of Columbia(1/30/2019)
RR
Florida(6/13/2017)
RR
Georgia(6/13/2017)
RR
Idaho(1/30/2019)
RR
Illinois(1/30/2019)
RR
Indiana(1/30/2019)
RR
Iowa(1/30/2019)
RR
Kansas(1/30/2019)
RR
Kentucky(1/30/2019)
RR
Louisiana(6/13/2017)
RR
Maine(1/30/2019)
RR
Maryland(1/30/2019)
RR
Massachusetts(1/30/2019)
RR
Michigan(1/30/2019)
RR
Minnesota(1/30/2019)
RR
Mississippi(1/30/2019)
RR
Missouri(1/30/2019)
RR
Montana(1/30/2019)
RR
Nebraska(1/30/2019)
RR
Nevada(1/30/2019)
RR
New Hampshire(1/30/2019)
RR
New Jersey(1/30/2019)
RR
New Mexico(1/30/2019)
RR
New York(1/30/2019)
RR
North Carolina(6/13/2017)
IAR
North Carolina(6/13/2017)
RR
North Dakota(1/30/2019)
RR
Ohio(1/30/2019)
RR
Oklahoma(1/30/2019)
RR
Oregon(1/30/2019)
RR
Pennsylvania(6/13/2017)
RR
Rhode Island(1/30/2019)
RR
South Carolina(6/13/2017)
RR
South Dakota(1/30/2019)
RR
Tennessee(1/30/2019)
RR
Texas(6/13/2017)
IAR
Texas(7/17/2018)
RR
Utah(1/30/2019)
RR
Vermont(6/13/2017)
RR
Virginia(6/13/2017)
RR
Washington(1/30/2019)
RR
West Virginia(1/30/2019)
RR
Wisconsin(1/30/2019)
RR
Wyoming(1/30/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/21/1992
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
SVP-Satellite Branch ManagerCRD#: 463Goldsboro, NC 27534TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
