Wayne R. Snyder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Robert Snyder, who also goes by Wayne R Snyder, was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1982. Wayne had worked at 5 firms and has passed the Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 1985 - September 27, 1988
INVESTMENT BROKERS OF AMERICA
September 15, 1984 - November 5, 1985
WADDELL & REED
August 25, 1983 - February 7, 1984
JANNEY MONTGOMERY SCOTT LLC
May 25, 1983 - August 30, 1983
HORNOR, TOWNSEND & KENT, LLC
May 20, 1982 - August 15, 1983
WADDELL & REED
May 10, 1982 - June 1, 1982
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT BROKERS OF AMERICA
CRD#: 14607 / SEC#: , 8-30936
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
