Lewis J. Dellarco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis James Dellarco Jr, who also goes by Buck Dellarco, Lewis James Dellarco Jr, Lewis James Dellarco, was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1992. Lewis had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2016 - April 18, 2019
G.F. INVESTMENT SERVICES, LLC
January 14, 2016 - November 23, 2016
ACQUIOM FINANCIAL LLC
March 9, 2005 - January 26, 2015
CURIAN CLEARING, LLC
January 30, 2003 - July 3, 2006
INVESTMENT CENTERS OF AMERICA, INC.
January 3, 2000 - November 22, 2002
GOLDMAN SACHS CUSTODY SOLUTIONS
January 7, 1992 - September 22, 1994
LOMBARD SECURITIES INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
G.F. INVESTMENT SERVICES, LLC
CRD#: 132939 / SEC#: , 8-66659
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
