George B. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Bruce Gordon was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1982. George had worked at 6 firms and has passed the Series 2 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 1994 - July 7, 2023
WASI
July 11, 1988 - December 5, 1989
L'ARGENT CAPITAL INTERNATIONAL
August 31, 1987 - December 31, 1988
CETERA WEALTH SERVICES, LLC
July 7, 1987 - July 25, 1987
INVESTORS BROKERAGE SERVICES, INC.
October 28, 1982 - August 8, 1983
THE GREAT-WEST LIFE ASSURANCE COMPANY
January 27, 1982 - February 16, 1983
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 1/10/1994
Non-Member General Securities ExaminationCurrent Firm
WASI
CRD#: 131689 / SEC#: 801-63382
Contact information
Regulatory assets under management
| Total Number of Accounts | 429 |
| AUM (Assets Under Management) | $ 58,970,179 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
