Charles A. Cash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Alan Cash was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1985. Charles had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 1995 - June 12, 1998
MASTERS FINANCIAL GROUP, INC.
December 14, 1993 - November 1, 1994
SAL CLEARING CORPORATION
December 23, 1992 - March 19, 1993
THE TRADING DESK, INC.
May 15, 1989 - August 28, 1990
LEHMAN BROTHERS INC.
September 2, 1988 - March 8, 1989
FIRST STATE INVESTMENTS, INC.
November 20, 1985 - September 7, 1988
UNITED CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MASTERS FINANCIAL GROUP, INC.
CRD#: 25747 / SEC#: , 8-42553
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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