Jerry J. Chesebro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry James Chesebro was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1984. Jerry had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - December 31, 2017
REGULUS FINANCIAL GROUP, LLC
January 7, 2011 - December 31, 2017
REGAL INVESTMENT ADVISORS LLC
February 17, 2010 - August 10, 2011
AMERICAN PORTFOLIOS ADVISORS, INC
February 16, 2010 - December 31, 2014
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
October 31, 2005 - February 18, 2010
OSAIC SERVICES, INC.
December 3, 2001 - October 31, 2005
SUNAMERICA SECURITIES, INC.
February 1, 2001 - October 17, 2001
LPL FINANCIAL LLC
October 4, 1996 - December 31, 2000
MUTUAL SERVICE CORPORATION
June 13, 1984 - October 23, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REGULUS FINANCIAL GROUP, LLC
CRD#: 150631 / SEC#: , 8-68275
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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