Brett L. Conley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Lee Conley was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 1982. Brett had worked at 3 firms and has passed the Series 65, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2014 - December 31, 2014
FREESTATE INVESTMENTS LLC
March 20, 2008 - July 20, 2021
FREESTATE ADVISORS LLC
February 25, 1982 - March 26, 1984
EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FREESTATE INVESTMENTS LLC
CRD#: 170198 / SEC#: 801-79142
Contact information
Red Flags
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