Sam Frederick Lewis
Professional Summary
Sam Frederick Lewis, who also goes by Sam Lewis, Samuel F Lewis, was a registered financial advisor. Sam was a previously registered financial professional and started their career in finance 1982 - 2025. Sam had worked at 17 firms and has passed the Series 63, Series 52TO, Series 72, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 5, Series 3, Series 52, Series 4, Series 53, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sam Lewis, Samuel F Lewis
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
CORINTHIAN PARTNERS, L.L.C. | CORINTHIAN PARTNERS, L.P.
Contact Information
Main Address
275 Madison Avenue 8th Floor, New York, NY 10016Mailing Address
275 Madison Avenue 8th Floor, New York, NY 10016Phone Number
(212) 287-1500Established
New York since 05/16/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (33 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 72 — Government Securities Representative Examination
Passed Jan 2023Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2002Series 5 — Interest Rate Options Examination
Passed Mar 1985Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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