Patrick S. Steele
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Storm Steele was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2003. Patrick had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2019 - January 3, 2022
US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC
October 19, 2016 - August 24, 2019
US CAPITAL GLOBAL WEALTH MANAGEMENT LLC
March 17, 2016 - January 3, 2022
US CAPITAL GLOBAL SECURITIES, LLC
November 4, 2011 - April 21, 2014
BERNZOTT CAPITAL ADVISORS
July 28, 2010 - November 2, 2011
GOLDMAN SACHS WEALTH SERVICES, L.P.
July 12, 2010 - November 2, 2011
MERCER ALLIED COMPANY, L.P.
August 4, 2003 - June 6, 2007
STARBUCK TISDALE & ASSOCIATES
State Registrations and Notice Filings
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Exams
Current Firm
US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC
CRD#: 299885 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 19,000,000 |
Red Flags
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