John A. Nersesian
PIMCO INVESTMENTS LLC
New York, NY 10019
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CRD#: 1027427
Professional summary
John Ara Nersesian, CFP® is a registered financial professional currently at PIMCO INVESTMENTS LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1982. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Ara Nersesian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
May 15, 2018 - Present
PIMCO INVESTMENTS LLC
Office #1: 1633 Broadway 45th Floor, New York, NY 10019BD
CRD#: 154957
New York, NY
Past
September 1, 2011 - May 15, 2018
NUVEEN ASSET MANAGEMENT, LLC
RIA
CRD#: 155584
CHICAGO, IL
Past
January 16, 2002 - December 31, 2003
RITTENHOUSE ASSET MANAGEMENT, INC.
RIA
CRD#: 106562
CHICAGO, IL
Past
January 16, 2002 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
RIA
CRD#: 104626
CHICAGO, IL
Past
January 10, 2001 - January 30, 2018
NUVEEN SECURITIES, LLC
BD
CRD#: 469
CHICAGO, IL
Past
January 25, 1982 - May 8, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/23/2018)
RR
Alaska(7/9/2018)
RR
Arizona(7/9/2018)
RR
Arkansas(6/27/2018)
RR
California(5/15/2018)
RR
Colorado(7/2/2018)
RR
Connecticut(6/28/2018)
RR
Delaware(7/24/2018)
RR
District of Columbia(5/17/2018)
RR
Florida(6/22/2018)
RR
Georgia(6/1/2018)
RR
Hawaii(7/5/2018)
RR
Idaho(5/17/2018)
RR
Illinois(5/16/2018)
RR
Indiana(6/26/2018)
RR
Iowa(6/25/2018)
RR
Kansas(5/24/2018)
RR
Kentucky(6/15/2018)
RR
Louisiana(6/26/2018)
RR
Maine(5/16/2018)
RR
Maryland(5/16/2018)
RR
Massachusetts(7/2/2018)
RR
Michigan(5/22/2018)
RR
Minnesota(6/24/2018)
RR
Mississippi(6/25/2018)
RR
Missouri(5/15/2018)
RR
Montana(5/21/2018)
RR
Nebraska(5/22/2018)
RR
Nevada(6/27/2018)
RR
New Hampshire(6/29/2018)
RR
New Jersey(6/26/2018)
RR
New Mexico(7/23/2018)
RR
New York(6/26/2018)
RR
North Carolina(7/17/2018)
RR
North Dakota(6/28/2018)
RR
Ohio(5/15/2018)
RR
Oklahoma(6/26/2018)
RR
Oregon(5/22/2018)
RR
Pennsylvania(5/16/2018)
RR
Rhode Island(5/21/2018)
RR
South Carolina(7/3/2018)
RR
South Dakota(6/26/2018)
RR
Tennessee(6/28/2018)
RR
Texas(5/23/2018)
RR
Utah(5/16/2018)
RR
Vermont(6/25/2018)
RR
Virginia(5/22/2018)
RR
Washington(6/25/2018)
RR
West Virginia(6/26/2018)
RR
Wisconsin(5/18/2018)
RR
Wyoming(7/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PIMCO INVESTMENTS LLC
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1633 Broadway 45th Floor, New York, NY 10019
Mailing Address
1633 Broadway 45th Floor, New York, NY 10019
Phone number
(212) 739-3000
Established
Delaware since 07/07/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| DUBITZKY, YITZHAK ZVI | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | 6897287 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| TRACY, LAUREN RITA | MANAGER, BOARD OF MANAGERS | 4027974 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
Red Flags
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