John J. Harford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James Harford JR, who also goes by John James Jr Harford, Jonh James Harford Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 5 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - December 23, 2019
GIERL AUGUSTINE INVESTMENT MANAGEMENT, INC.
May 31, 1991 - March 7, 1994
WALNUT STREET SECURITIES, INC.
March 8, 1983 - July 19, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
February 22, 1983 - July 19, 1990
MONY SECURITIES CORPORATION
February 18, 1982 - July 6, 1982
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
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Exams
Current Firm
GIERL AUGUSTINE INVESTMENT MANAGEMENT, INC.
CRD#: 143008 / SEC#: 801-67529
Contact information
Red Flags
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