Bettyjo Chessel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bettyjo Chessel, who also goes by Betty Jo Hook Chessel, was a registered financial professional .
Bettyjo is a previously registered financial professional and started their career in finance in 1982. Bettyjo had worked at 9 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2005 - June 11, 2012
MSI FINANCIAL SERVICES, INC.
June 6, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
June 6, 2005 - June 11, 2012
MSI FINANCIAL SERVICES, INC.
March 23, 2005 - April 13, 2005
BANC ONE SECURITIES CORPORATION
February 25, 2005 - April 13, 2005
BANC ONE SECURITIES CORPORATION
February 14, 2005 - February 14, 2005
BANC ONE SECURITIES CORPORATION
June 24, 2004 - January 27, 2005
VALIC FINANCIAL ADVISORS, INC.
November 26, 2002 - January 27, 2005
VALIC FINANCIAL ADVISORS, INC.
November 3, 2000 - April 10, 2002
CUNA BROKERAGE SERVICES, INC.
December 5, 1997 - October 30, 2000
MONY SECURITIES CORPORATION
March 14, 1994 - December 3, 1997
CAPITAL FINANCIAL SERVICES, INC.
July 15, 1982 - March 4, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 15, 1982 - March 4, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
