Eugene Rice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Rice, who also goes by Gene Rice, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1982. Eugene had worked at 8 firms and has passed the Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2011 - October 31, 2012
CENTERRE CAPITAL LLC
June 30, 2006 - March 7, 2011
FIRST HEARTLAND CAPITAL, INC.
June 26, 2001 - July 5, 2006
OSAIC FS, INC.
October 25, 1999 - June 28, 2001
VERAVEST INVESTMENTS, INC.
April 16, 1998 - October 21, 1999
OSAIC FS, INC.
March 4, 1996 - December 31, 1996
OGILVIE SECURITY ADVISORS CORPORATION
December 23, 1988 - January 19, 1989
B.C. CHRISTOPHER SECURITIES CO.
December 11, 1986 - December 23, 1988
MORISON SECURITIES, INC.
June 21, 1982 - March 6, 1996
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTERRE CAPITAL LLC
CRD#: 148091 / SEC#: , 8-67960
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
