ROBERT J. GRONSKI
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CRD#: 1027236
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
ROBERT JOHN GRONSKI was a registered financial professional .
ROBERT is a previously registered financial professional and started their career in finance in 1982. ROBERT had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 2, Series 22, Series 6 and Series 24 exams.
Biography
Robert (Bob) Gronski, focuses on the unique challenges and opportunities that single, married, divorced and widowed women face in pursuing and maintaining financial independence. Bob believes that financial goals, circumstances and obligations are inextricably linked to lifestyle needs and experiences. Bob joined Wealth Enhancement Group in 2022 through the Titus Wealth Management acquisition. As a Financial Advisor, his approach to financial management emphasizes the human side of planning, bringing a balance of compassion, understanding, education and humor to the planning process. He never loses sight of the importance of striving to earn his clients’ trust every day. Bob is veteran of the financial services industry with over 40 years of experience. He also served in the U.S. Army and was the recipient of a Special Commendation Award in 1968. His military experience enforced his belief in the power of establishing clear goals, developing practical plans for attaining objectives, and embracing a collaborative approach that emphasizes teamwork. He brings these same tenets and beliefs to his wealth management practice. CA Insurance License #0574556
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/25/2014: ROBERT GRONSKI - INV REL - AT REPORTED BUSINESS LOCATION(S) - INSURANCE AGENCY - 20% OF TIME SPENT - GENERAL AGENT: LIFE, DISABILITY, HEALTH 2. 08/25/2014: ROBERT GRONSKI - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 20% OF TIME SPENT - GENERAL AGENT: LIFE, DISABILITY, HEALTH 3. 08/17/2022 - Wealth Enhancement Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/01/2022 - 0 Hours Per Month/1 Hours During Securities Trading. 4. 08/25/2022 - Wealthenhancement advisory services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 08/01/2022 - 20 Hours Per Month/1 Hours During Securities Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
September 22, 2022 - November 1, 2023
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
BD
CRD#: 130139
PLYMOUTH, MN
Past
August 4, 2022 - November 1, 2023
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
RIA
CRD#: 116407
PALM DESERT, CA
Past
October 21, 2016 - September 1, 2022
TITUS WEALTH MANAGEMENT
RIA
CRD#: 136970
larkspur, CA
Past
August 25, 2014 - February 8, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
LARKSPUR, CA
Past
August 25, 2014 - December 18, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
LARKSPUR, CA
Past
April 24, 2002 - September 2, 2014
OSAIC FS, INC.
RIA
CRD#: 3870
NOVATO, CA
Past
November 1, 2001 - September 2, 2014
OSAIC FS, INC.
BD
CRD#: 3870
NOVATO, CA
Past
June 1, 2001 - October 31, 2001
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
October 8, 1993 - June 5, 2001
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
February 23, 1984 - October 7, 1993
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
January 20, 1982 - October 7, 1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 4/13/1994
Non-Member General Securities ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WE
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Phone number
(763) 417-1700
Established
Minnesota since 06/02/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Senior Vice President, Financial AdvisorCRD#: 130139TRUST BUT VERIFY
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