Michael S. Chesler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Stuart Chesler was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 16 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2017 - July 17, 2024
WESTERN INTERNATIONAL SECURITIES, INC.
January 16, 2008 - August 21, 2017
FINANCIAL WEST GROUP
October 15, 2002 - January 16, 2008
THE SHEMANO GROUP, INC.
February 11, 2002 - October 21, 2002
FIRST ALLIED SECURITIES, INC.
December 19, 2001 - February 11, 2002
INTERFIRST CAPITAL CORPORATION
September 4, 2001 - January 2, 2002
WEST AMERICA SECURITIES CORP
April 8, 1999 - August 29, 2001
RH INVESTMENT CORPORATION
October 31, 1986 - April 8, 1999
DRAKE & COMPANY, INC.
April 11, 1986 - November 25, 1986
FIRST STATEWIDE SECURITIES, INC.
January 7, 1986 - April 11, 1986
OAKWOOD SECURITIES, INC.
October 10, 1985 - January 21, 1986
FIRST UNITED SECURITIES GROUP OF CALIFORNIA
May 11, 1984 - November 14, 1985
BROADCHILD SECURITIES CORP.
December 13, 1983 - May 9, 1984
D. H. BLAIR & CO., INC.
July 15, 1982 - December 27, 1983
BRENTWOOD SECURITIES, INC.
June 29, 1982 - July 12, 1982
MARSAN SECURITIES CO., INC.
April 5, 1982 - October 21, 1983
AMERICAN WESTERN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTERN INTERNATIONAL SECURITIES, INC.
CRD#: 39262 / SEC#: 801-68953, 8-48572
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,904 |
| AUM (Assets Under Management) | $ 3,512,564,746 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
| Arbitration | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
