Gary D. Russell

RUSSELL WEALTH ADVISORS

Boone, IA 50036

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CRD#: 1027160

Professional summary

Gary Dean Russell, ChFC®, CLU® is a registered financial advisor currently at RUSSELL WEALTH ADVISORS located in Boone, Iowa and LPL FINANCIAL LLC located in Boone, Iowa.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Gary has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 7/11/2011: Russell Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/8/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/28/2001 - 10 Hours Per Month During Securities Trading - FIXED LIFE, FIXED ANNUITY, DISABILITY AND LONG TERM CARE. 3. 12/15/2017 - Russell Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date 11/15/17 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Russell Wealth Advisor, an independent investment advisor firm. I started this business activity on 12/15/2017. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/12/2018 - Russell Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/11/2018 - 120 Hours Per Month During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Dean Russell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

December 15, 2017 - Present

RUSSELL WEALTH ADVISORS

Office #1: 611 Story Street, Boone, IA 50036

RIA

CRD#: 290403

Boone, IA

Current

December 18, 1996 - Present

LPL FINANCIAL LLC

Office #1: 611 Story St., Boone, IA 50036

RIA

CRD#: 6413

Boone, IA

Past

January 1, 1999 - May 9, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

October 3, 1996 - December 3, 1996

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

January 5, 1995 - October 9, 1996

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

January 3, 1994 - December 31, 1994

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

November 1, 1991 - December 31, 1993

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

CEDAR RAPIDS, IA

Past

March 23, 1990 - November 1, 1991

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

December 6, 1985 - March 23, 1990

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

KANSAS CITY, MO

Past

October 19, 1982 - September 1, 1988

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

October 19, 1982 - September 1, 1988

EQUITABLE ADVISORS, LLC

CRD#: 6627

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/11/2020)

Arizona
(8/21/2017)

California
(5/3/2022)

Colorado
(7/29/2015)

Florida
(1/21/2022)

Iowa
(12/18/1996)

IAR

Iowa
(12/15/2017)

Kansas
(8/5/2019)

Massachusetts
(5/23/2025)

Minnesota
(8/16/2012)

Missouri
(4/19/2006)

Nebraska
(2/6/2006)

Pennsylvania
(8/16/2012)

South Dakota
(7/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/6/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/1/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/18/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/18/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

RUSSELL WEALTH ADVISORS

RUSSELL WEALTH ADVISORS | RUSSELL WEALTH ADVISORS INC.

CRD#: 290403 / SEC#:

Iowa

Registered Investment Advisory firm - (12/15/2017 Approved)

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Contact information

Main Address

611 Story Street, Boone, IA 50036

Mailing Address

Po Box 634, Boone, IA 50036

Phone number

(515) 432-7000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 90,958,830

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Gary D. Russell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Dean Russell's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

OPPENHEIMER & CO. INC.

B.C. CHRISTOPHER SECURITIES CO.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/6/1986

SIE

Date: 10/1/2018

Series 7

Date: 2/1/1995

Series 6

Date: 10/18/1982

Series 24

Date: 3/18/1997

FINRA

Current Firm

RUSSELL WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RUSSELL WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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