GO
Gary W. Orcutt
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CRD#: 1026934
GO
Professional summary
Gary Warren Orcutt was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary Warren Orcutt was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1982. Gary had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 24, 2015 - June 12, 2017
USADVISORS WEALTH MANAGEMENT, LLC
RIA
CRD#: 158108
WADENA, MN
Past
May 15, 2015 - May 27, 2015
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
WADENA, MN
Past
May 15, 2015 - June 12, 2017
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WADENA, MN
Past
January 29, 2014 - May 21, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
WADENA, MN
Past
April 25, 2002 - May 21, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
WADENA, MN
Past
October 16, 2000 - April 24, 2002
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Past
February 17, 1999 - October 16, 2000
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
February 12, 1998 - December 4, 1998
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
April 26, 1996 - March 23, 1998
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
October 9, 1995 - March 4, 1996
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
February 11, 1995 - October 10, 1995
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
March 1, 1982 - February 10, 1995
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UW
USADVISORS WEALTH MANAGEMENT, LLC
ADVOCATE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | USADVISORS WEALTH MANAGEMENT, LLC | STRATEGIC VISIONARIES | SINCERE FINANCIAL | MORTON FINANCIAL SOLUTIONS | LUDEWIG FINANCIAL | ETHOS FINANCIAL | ENGLE TYLER & ASSOCIATES | BLACK TULIP | AXIOM VALUE
CRD#: 158108 / SEC#: 801-77961
RIA
Registered Investment Advisory firm - (4/24/2013 Approved)District of Columbia
Registered Investment Advisory firm - (4/24/2013 Terminated)Indiana
Registered Investment Advisory firm - (4/29/2013 Terminated)Iowa
Registered Investment Advisory firm - (4/24/2013 Terminated)Massachusetts
Registered Investment Advisory firm - (4/25/2013 Terminated)Michigan
Registered Investment Advisory firm - (5/1/2013 Terminated)Minnesota
Registered Investment Advisory firm - (4/24/2013 Terminated)North Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Ohio
Registered Investment Advisory firm - (4/24/2013 Terminated)South Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Tennessee
Registered Investment Advisory firm - (5/23/2013 Terminated)Texas
Registered Investment Advisory firm - (4/24/2013 Terminated)Virginia
Registered Investment Advisory firm - (4/24/2013 Terminated)Washington
Registered Investment Advisory firm - (4/30/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (4/24/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
UW
USADVISORS WEALTH MANAGEMENT, LLC
ADVOCATE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | USADVISORS WEALTH MANAGEMENT, LLC | STRATEGIC VISIONARIES | SINCERE FINANCIAL | MORTON FINANCIAL SOLUTIONS | LUDEWIG FINANCIAL | ETHOS FINANCIAL | ENGLE TYLER & ASSOCIATES | BLACK TULIP | AXIOM VALUE
CRD#: 158108 / SEC#: 801-77961
RIA
Registered Investment Advisory firm - (4/24/2013 Approved)District of Columbia
Registered Investment Advisory firm - (4/24/2013 Terminated)Indiana
Registered Investment Advisory firm - (4/29/2013 Terminated)Iowa
Registered Investment Advisory firm - (4/24/2013 Terminated)Massachusetts
Registered Investment Advisory firm - (4/25/2013 Terminated)Michigan
Registered Investment Advisory firm - (5/1/2013 Terminated)Minnesota
Registered Investment Advisory firm - (4/24/2013 Terminated)North Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Ohio
Registered Investment Advisory firm - (4/24/2013 Terminated)South Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Tennessee
Registered Investment Advisory firm - (5/23/2013 Terminated)Texas
Registered Investment Advisory firm - (4/24/2013 Terminated)Virginia
Registered Investment Advisory firm - (4/24/2013 Terminated)Washington
Registered Investment Advisory firm - (4/30/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (4/24/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15750 Venture Lane, Eden Prairie, MN 55344
Mailing Address
Phone number
(952) 829-0000
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (32 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,380 |
| AUM (Assets Under Management) | $ 488,134,595 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
