Ramon R. Olmeda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ramon Ricardo Olmeda was a registered financial professional .
Ramon is a previously registered financial professional and started their career in finance in 1982. Ramon had worked at 8 firms and has passed the Series 63, SIE, Series 15, Series 5, Series 7, Series 53, Series 24, Series 8, Series 12 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2000 - November 11, 2015
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
April 19, 2000 - November 11, 2015
UBS FINANCIAL SERVICES INC.
June 1, 1992 - April 4, 2000
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
July 10, 1990 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
March 14, 1988 - July 31, 1990
MORGAN STANLEY DW INC.
September 17, 1984 - March 22, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
May 15, 1984 - September 28, 1984
BECKER PARIBAS INCORPORATED
January 25, 1982 - May 30, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 2/4/1984
Foreign Currency Options ExaminationSeries 5
Date: 6/5/1982
Interest Rate Options ExaminationSeries 8
Date: 3/7/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Series 12
Date: 8/12/1983
NYSE Branch Manager ExaminationCurrent Firm
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
CRD#: 13042 / SEC#: , 8-28475
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 43 |
Red Flags
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