Christopher J. Grady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Grady was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1986. Christopher had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2015 - December 17, 2024
ATHENE SECURITIES, LLC
July 20, 2011 - June 24, 2015
JBS LIBERTY SECURITIES, INC.
June 14, 2007 - October 27, 2010
CAPITAL BROKERAGE CORPORATION
July 26, 2004 - June 11, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 1995 - June 11, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 1989 - October 19, 1995
MML INVESTORS SERVICES, LLC
March 12, 1986 - July 1, 1989
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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