John F. Watts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Watts JR, who also goes by John Francis Jr Watts, Jack F. Watts, John Francis Watts, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2022 - August 10, 2022
DISTRIBUTION SERVICES, LLC
January 23, 2002 - April 22, 2021
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
April 24, 1991 - September 21, 1994
KEYBANC CAPITAL MARKETS INC.
May 27, 1988 - November 11, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
May 15, 1987 - December 1, 1987
LEHMAN BROTHERS INC.
May 1, 1986 - February 9, 1987
ADVEST, INC.
June 11, 1985 - April 15, 1986
MOSELEY SECURITIES CORPORATION
January 25, 1982 - June 12, 1985
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DISTRIBUTION SERVICES, LLC
CRD#: 25938 / SEC#: , 8-42106
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | VP, CHIEF COMPLIANCE OFFICER | 2990648 |
Red Flags
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