Edwin John Mcguinn
Professional Summary
Edwin John Mcguinn, who also goes by Edwin John Mcguinn Jr, Edwin John Jr Mcguinn, Edwin John Ncguinn Jr, was a registered financial advisor. Edwin was a previously registered financial professional and started their career in finance 1981 - 2018. Edwin had worked at 12 firms and has passed the Series 63, SIE, Series 79, Series 5, Series 7, Series 8 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Edwin John Mcguinn Jr, Edwin John Jr Mcguinn, Edwin John Ncguinn Jr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
ROSSOFF & CO. LLC
Contact Information
Established
Delaware since 06/24/2008Firm Type
Limited Liability CompanyFiscal Year End
JuneDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Sep 2014About the Series 79 examSeries 5 — Interest Rate Options Examination
Passed Jan 1982Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1994Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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