Edwin J. Mcguinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin John Mcguinn, who also goes by Edwin John Mcguinn Jr, Edwin John Jr Mcguinn, Edwin John Ncguinn Jr, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1981. Edwin had worked at 12 firms and has passed the Series 63, SIE, Series 79, Series 5, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2014 - October 11, 2018
ROSSOFF & CO. LLC
February 18, 2013 - March 5, 2014
FINSEC, LLC
June 23, 2010 - January 14, 2013
MCS CAPITAL MARKETS LLC
May 20, 2002 - November 11, 2008
HCFP BRENNER SECURITIES, LLC
July 11, 1998 - December 18, 2000
LIMITRADER SECURITIES, INC.
July 30, 1997 - May 18, 1998
INTERVEST FINANCIAL SERVICES, INC.
April 6, 1995 - February 4, 1997
RODMAN & RENSHAW INC.
May 13, 1992 - December 23, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
March 22, 1990 - June 3, 1992
LEHMAN SPECIAL SECURITIES INC.
January 30, 1989 - June 3, 1992
LEHMAN GOVERNMENT SECURITIES INC.
January 8, 1982 - June 3, 1992
LEHMAN BROTHERS INC.
December 24, 1981 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 1/26/1982
Interest Rate Options ExaminationSeries 8
Date: 4/20/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ROSSOFF & CO. LLC
CRD#: 148440 / SEC#: , 8-68025
Contact information
Documents
Red Flags
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