Thomas A. Halsey

INTEGRATED FINANCIAL RESOURCES

TOLEDO, OH 43617

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CRD#: 1026633

Professional summary

Thomas Allan Halsey is a registered financial advisor currently at INTEGRATED FINANCIAL RESOURCES, INC. located in Toledo, Ohio.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Thomas has worked at 15 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA: INTEGRATED FINANCIAL RESOURSES, INC. 7261 W. CENTRAL AVE TOLEDO, OHIO 43617 MY POSITION IS INVESTMENT REP AND I DEVOTE 40 + HOURS PER WEEK. 2)INCOME TAX PREPERATION AT 7261 W. CENTRAL AVE. STARTED APPROX. 1989 IN DOING TAXES FOR CLIENTS. DURING TAX SEASON & IS ABOUT 30 HRS. @ WEEK. 3) Concorde Insurance Agency; TOLEDO, OH. Insurance Agent; provide insurance services to clients when appropriate. No client conflict. 4) Concorde Asset Management, 19500 Victor Parkway Ste 550, Livonia, Michigan, 48152. Investment Related. Registered Investment Advisor. 1-5 hours during trading hours, 1-5 hours outside trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Allan Halsey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2002 - Present

INTEGRATED FINANCIAL RESOURCES, INC.

Office #1: 7261 West Central Avenue, Toledo, OH 43617

RIA

CRD#: 110864

TOLEDO, OH

Past

February 6, 2012 - October 16, 2018

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

TOLEDO, OH

Past

February 3, 2012 - October 16, 2018

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

TOLEDO, OH

Past

August 29, 2007 - February 7, 2012

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

August 6, 2007 - February 6, 2012

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

TOLEDO, OH

Past

February 1, 2005 - August 16, 2007

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

TOLEDO, OH

Past

August 9, 2004 - December 31, 2005

QUESTAR CAPITAL CORPORATION

RIA

CRD#: 43100

TOLEDO, OH

Past

March 7, 2000 - August 8, 2007

QUESTAR CAPITAL CORPORATION

CRD#: 43100

TOLEDO, OH

Past

March 3, 1997 - March 10, 2000

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

September 12, 1995 - February 28, 1997

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

February 22, 1991 - September 15, 1995

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

April 18, 1989 - December 31, 1990

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

August 24, 1987 - February 22, 1989

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

August 24, 1987 - February 22, 1989

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

June 30, 1986 - July 18, 1987

G. R. PHELPS & CO., INC.

CRD#: 173

Past

June 6, 1984 - July 9, 1986

MUTUAL SERVICE CORPORATION

CRD#: 4806

Past

March 30, 1982 - January 31, 1984

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/16/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/25/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 8/21/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/22/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INTEGRATED FINANCIAL RESOURCES, INC.

CRD#: 110864 / SEC#: 801-69537

RIA

Registered Investment Advisory firm - (4/13/2010 Terminated)

Ohio

Registered Investment Advisory firm - (4/5/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7261 W. Central Avenue, Toledo, OH 43617

Mailing Address

Phone number

(419) 842-1505

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 11,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas A. Halsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Allan Halsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

QUESTAR CAPITAL CORPORATION

VOYA FINANCIAL ADVISORS, INC.

SUNSET FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

ONEAMERICA SECURITIES, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY

G. R. PHELPS & CO., INC.

MUTUAL SERVICE CORPORATION

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/1986

SIE

Date: 10/1/2018

Series 22

Date: 8/21/1984

Series 6

Date: 3/22/1982

Current Firm

INTEGRATED FINANCIAL RESOURCES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INTEGRATED FINANCIAL RESOURCES, INC.

TRUST BUT VERIFY

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