Elizabeth M. Piper/bach
Professional summary
Elizabeth Marie Piper/bach, who also goes by Elizabeth M Bach, Elizabeth Marie Bach, Elizabeth Bach, Elizabeth Marie Piperbach, Elizabeth Bach Swiderski, Elizabeth Swiderski, is a registered financial advisor currently at ASAE INVESTMENTS located in Washington, District Of Columbia.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Elizabeth has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Marie Piper/bach's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2018 - Present
ASAE INVESTMENTS
Office #1: 1575 I Street, Nw 11th Floor, Washington, DC 20005February 26, 2008 - July 14, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 8, 2002 - February 21, 2008
FBR INVESTMENT SERVICES, INC.
May 2, 2001 - January 28, 2002
PEGASUS CAPITAL CORPORATION
April 17, 2001 - August 22, 2002
B. RILEY SECURITIES, INC.
May 4, 2000 - March 30, 2001
GOLDMAN SACHS CUSTODY SOLUTIONS
July 24, 1995 - April 14, 2000
STANTON INVESTMENT SERVICES, INC.
February 24, 1993 - July 5, 1995
JOHN G. KINNARD AND COMPANY, INCORPORATED
January 25, 1982 - August 28, 1992
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/12/2018)
Exams
Series 8
Date: 8/29/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ASAE INVESTMENTS
CRD#: 292169 / SEC#:
Contact information
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