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Guy Michael Cheatham

CRD# 1026560·Registered 1982 - 2021
Previously Registered: Being a previously registered professional could mean that Guy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Guy Michael Cheatham, who also goes by Mike Cheatham, was a registered financial advisor. Guy was a previously registered financial professional and started their career in finance 1982 - 2021. Guy had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Cheatham

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
Richmond, VA
September 3, 2019 - March 15, 2021
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
North Chesterfield, VA
August 22, 2019 - March 15, 2021
KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
Richmond, VA
May 5, 2016 - May 20, 2019
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
North Chesterfield, VA
February 3, 2005 - September 22, 2016
DAVIS WALKER INVESTMENT ADVISORY,LTD.·CRD# 117004
RIA
Richmond, VA
January 17, 2003 - February 3, 2005
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
North Chesterfield, VA
April 1, 1998 - May 20, 2019
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
April 26, 1996 - April 8, 1998
WS GRIFFITH SECURITIES, INC.·CRD# 10410
BD
Hartford, CT
July 25, 1995 - May 24, 1996
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
June 18, 1992 - July 26, 1995
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.·CRD# 2864
BD
Bryan, OH
April 13, 1992 - July 25, 1995
FEDERATION FOR FINANCIAL INDEPENDENCE·CRD# 13355
BD
March 2, 1987 - July 8, 1991
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
February 25, 1982 - April 25, 1986

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1982About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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