Guy M. Cheatham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guy Michael Cheatham, who also goes by Mike Cheatham, was a registered financial professional .
Guy is a previously registered financial professional and started their career in finance in 1982. Guy had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2019 - March 15, 2021
KESTRA ADVISORY SERVICES, LLC
August 22, 2019 - March 15, 2021
KESTRA INVESTMENT SERVICES, LLC
May 5, 2016 - May 20, 2019
KESTRA ADVISORY SERVICES, LLC
February 3, 2005 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
January 17, 2003 - February 3, 2005
DAVIS WALKER INVESTMENT ADVISORY,LTD.
April 1, 1998 - May 20, 2019
KESTRA INVESTMENT SERVICES, LLC
April 26, 1996 - April 8, 1998
WOODBURY FINANCIAL SERVICES, INC.
July 25, 1995 - May 24, 1996
WS GRIFFITH SECURITIES, INC.
June 18, 1992 - July 26, 1995
NEW ENGLAND SECURITIES
April 13, 1992 - July 25, 1995
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
March 2, 1987 - July 8, 1991
FEDERATION FOR FINANCIAL INDEPENDENCE
February 25, 1982 - April 25, 1986
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
