Bradley K. Hofhines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Kay Hofhines, who also goes by Bradley K Hofhines, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1982. Bradley had worked at 16 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2016 - August 15, 2017
LEGACY WEALTH MANAGEMENT, LLC
September 25, 2014 - February 15, 2016
VIRTUE CAPITAL MANAGEMENT, LLC
February 6, 2012 - May 23, 2014
BROOKSTONE CAPITAL MANAGEMENT LLC
March 20, 2003 - February 11, 2010
SECURITIES AMERICA ADVISORS, INC.
March 12, 2003 - February 11, 2010
SECURITIES AMERICA, INC.
April 8, 2002 - February 25, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 5, 2001 - February 25, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 3, 2000 - April 18, 2001
WAMU INVESTMENTS, INC.
March 8, 1996 - February 29, 2000
EDWARD JONES
October 6, 1994 - March 28, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 12, 1989 - October 13, 1994
ASB FINANCIAL SERVICES
November 5, 1988 - August 1, 1989
IDS LIFE INSURANCE COMPANY
November 5, 1988 - August 1, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
March 28, 1988 - December 22, 1988
B.C. CHRISTOPHER SECURITIES CO.
August 11, 1987 - March 29, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
February 21, 1985 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
February 21, 1985 - August 1, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
January 20, 1982 - March 1, 1985
WADDELL & REED
Primary Firm SEC Registration
LEGACY WEALTH MANAGEMENT, LLC
CRD#: 174767 / SEC#: 801-113480
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGACY WEALTH MANAGEMENT, LLC
CRD#: 174767 / SEC#: 801-113480
Contact information
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,728 |
| AUM (Assets Under Management) | $ 476,513,737 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/16/2025 | ||
| 02/12/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
