TP
Timothy E. Peoples
AMERICAN CAPITAL MANAGEMENT
NEW ALBANY, IN 47150
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CRD#: 1026456
TP
Professional summary
Timothy Eric Peoples, who also goes by Tim Peoples, is a registered financial advisor currently at AMERICAN CAPITAL MANAGEMENT, INC. located in New Albany, Indiana and REGULUS FINANCIAL GROUP, LLC located in Kentwood, Michigan.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Timothy has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Peoples
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: American Capital Management, Inc - Investment Related: Yes - Address: 4222 Grantline Rd, New Albany, IN 47150 - Nature of Business: Investment Advisory Activities through American Capital Management, Inc using a DBA name; Insurance - Title or Relationship: Insurance Agent/Investment Advisor Representative - Start Date: 06/01/1985 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Rental Property - Investment Related: No - Address: 4222 Grantline Rd, New Albany, IN 47150 - Nature of Business: Rental Property - Title or Relationship: Landlord - Start Date: 11/01/1993 - Hours per month: 5 - Hours per month during trading hours: 0 - Duties: Landlord for rental property. Business Name: Silver Creek Water Corp - Investment Related: No - Address: 8104 Country Line Rd., Sellersburg, IN 47172 - Nature of Business: Not for profit water utility company - Title or Relationship: Board Member - Start Date: 02/01/2021 - Hours per month: 2 - Hours per month during trading hours: 0 - Duties: Oversee the operation of the utility. Business Name: Applegate Real Estate - Investment Related: No - Address: 4222 Grantline Rd, New Albany, IN 47150 - Nature of Business: Real Estate Brokerage - Title or Relationship: Licensed Broker - Start Date: 04/01/1996 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Used to market own rental properties, one sale every 1-2 years.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Eric Peoples's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 23, 1998 - Present
AMERICAN CAPITAL MANAGEMENT, INC.
Office #1: 4222 Grantline Road, New Albany, IN 47150RIA
CRD#: 122452
NEW ALBANY, IN
Current
November 8, 2023 - Present
REGULUS FINANCIAL GROUP, LLC
Office #1: 2687 44th Street, Se, Suite 101, Kentwood, MI 49512Office #2: 4222 Grantline Dr, New Albany, IN 47150BD
CRD#: 150631
Kentwood, MI
Past
September 23, 1996 - November 29, 2023
AMERICAN EQUITY INVESTMENT CORPORATION
BD
CRD#: 40199
NEW ALBANY, IN
Past
November 4, 1993 - October 9, 1996
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
March 17, 1993 - November 4, 1993
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
August 26, 1986 - March 23, 1993
EQUITY ANALYSTS INC.
BD
CRD#: 15876
CINCINNATI, OH
Past
October 26, 1984 - August 14, 1986
ILG SECURITIES CORPORATION
BD
CRD#: 422
Past
February 17, 1983 - October 12, 1984
WADDELL & REED
BD
CRD#: 866
Past
January 20, 1982 - February 2, 1983
N.I.S. FINANCIAL SERVICES, INC.
BD
CRD#: 5361
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(3/30/2018)
RR
Florida(11/8/2023)
IAR
Indiana(12/23/1998)
RR
Indiana(11/9/2023)
IAR
Kentucky(1/24/2008)
RR
Kentucky(11/8/2023)
RR
South Carolina(11/8/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AMERICAN CAPITAL MANAGEMENT, INC.
AMERICAN CAPITAL MANAGEMENT, INC. | JT DAVIS ASSET MANAGEMENT, LLC
CRD#: 122452 / SEC#:
Florida
Registered Investment Advisory firm - (3/30/2018 Approved)Indiana
Registered Investment Advisory firm - (7/30/1991 Approved)Kentucky
Registered Investment Advisory firm - (1/24/2008 Approved)Ohio
Registered Investment Advisory firm - (6/28/2013 Approved)Texas
Registered Investment Advisory firm - (12/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4222 Grantline Road, New Albany, IN 47150
Mailing Address
Phone number
(812) 945-9888
Established
Firm type
Fiscal year end
# of Employees
10
Regulatory assets under management
| Total Number of Accounts | 435 |
| AUM (Assets Under Management) | $ 78,724,000 |
Red Flags
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Company Information
AMERICAN CAPITAL MANAGEMENT, INC.
CRD#: 122452New Albany, IN 47150TRUST BUT VERIFY
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Contact information
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