Timothy Eric Peoples
Professional Summary
Timothy Eric Peoples, who also goes by Tim Peoples, is a registered financial advisor currently at AMERICAN CAPITAL MANAGEMENT, INC. located in New Albany, Indiana and REGULUS FINANCIAL GROUP, LLC located in Kentwood, Michigan. Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Timothy has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tim Peoples
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Videos & Posts
This advisor has not added any videos or posts yet.
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PNC WEALTH MANAGEMENT LLC
Contact Information
xxxxx@xxxx.xxx
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PNC WEALTH MANAGEMENT LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN CAPITAL MANAGEMENT, INC. | JT DAVIS ASSET MANAGEMENT, LLC
Contact Information
Main Address
4222 Grantline Road, New Albany, IN 47150Phone Number
(812) 945-9888# of Employees
10Documents
Regulatory Assets Under Management
Total Number of Accounts
810AUM (Assets Under Management)
$97,742,000Similar Advisors
PNC WEALTH MANAGEMENT LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/30/2018)
(11/8/2023)
(12/23/1998)
(11/9/2023)
(1/24/2008)
(11/8/2023)
(11/8/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1982About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Timothy Eric Peoples's CRS (Customer Relationship Summary).
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PNC WEALTH MANAGEMENT LLC
