Charlotte G. Mabry
Professional summary
Charlotte Gafford Mabry MS., who also goes by Charlotte Gafford Ashworth, Charlotte D'ailly Gafford, Charlotte Elizabeth Gafford, Charlotte G Mabry, Charlotte Gafford Mabry, is a registered financial advisor currently at DELPHI WEALTH MANAGEMENT LLC located in Primm Springs, Tennessee.
Charlotte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Charlotte has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charlotte Gafford Mabry MS.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2020 - Present
DELPHI WEALTH MANAGEMENT LLC
February 8, 2010 - December 31, 2020
SAGE INVESTMENT COUNSEL
June 3, 2004 - December 31, 2009
SAGE INVESTMENT COUNSEL
January 21, 2004 - April 28, 2011
&PARTNERS
August 6, 1990 - April 28, 2011
&PARTNERS
March 23, 1989 - August 14, 1990
FSC SECURITIES CORPORATION
May 22, 1984 - April 3, 1989
MORGAN STANLEY DW INC.
January 25, 1982 - May 16, 1984
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/27/2020)
Exams
Current Firm
DELPHI WEALTH MANAGEMENT LLC
CRD#: 307655 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 19,967,422 |
Red Flags
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