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Jeffrey Jay Kaminsky

CRD# 1026402·Registered 1981 - 2014
Previously Registered: Being a previously registered professional could mean that Jeffrey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeffrey Jay Kaminsky was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 1981 - 2014. Jeffrey had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

MILLER TABAK + CO., LLC·CRD# 47293
BD
New York, NY
March 4, 2005 - October 23, 2014
LAZARD FRERES & CO. LLC·CRD# 2528
BD
New York, NY
March 30, 1998 - February 10, 2005
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
February 18, 1992 - March 17, 1998
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
New York, NY
April 30, 1991 - March 19, 1992
MABON, NUGENT & CO.·CRD# 2617
BD
December 24, 1981 - April 30, 1991

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Current Firm

MT
MILLER TABAK + CO., LLC

MILLER TABAK + CO., LLC | MILLER TABAK HIRSCH & CO., LLC

CRD#: 47293 / SEC#: 8-51750
BD
Terminated by SEC on 12/23/2014

Contact Information

Established

New York since 09/02/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
JEFFCO MANAGEMENT, LLCMANAGING MEMBER—
MTH HOLDINGS INC.MEMBER—
LEVINE, CHARLES ROYCHIEF FINANCIAL OFFICER1831392
MILLER, JEFFREY DAVIDCO-CEO & INTERIM BD CCO334997
TABAK, JEFFREY STEVEN MR.CO-CEO & INTERIM RIA CCO856416

Disclosures

Regulatory Event

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1981About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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