Jesse P. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Powell Fisher SR, who also goes by Jesse Powell Fisher, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 1982. Jesse had worked at 6 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2002 - July 9, 2004
INTERCOASTAL CAPITAL MARKETS, INC.
January 22, 2001 - May 1, 2002
J.J.B. HILLIARD, W.L. LYONS, LLC
October 1, 1999 - January 26, 2001
WELLS FARGO CLEARING SERVICES, LLC
September 11, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
December 11, 1989 - September 22, 1998
J.C. BRADFORD & CO.
January 22, 1982 - December 22, 1989
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/1/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83 / SEC#: , 8-9698
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
