Mary A. Moon
Professional summary
Mary Archer Moon, who also goes by Mary Kay Archer, Mary A Moon, Mary Kay Moon, is a registered financial advisor currently at NORTHWEST ASSET MANAGEMENT located in Mercer Island, Washington.
Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Mary has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mary Archer Moon's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2020 - Present
NORTHWEST ASSET MANAGEMENT
Office #1: 2835 82nd Avenue Se Ste 100, Mercer Island, WA 98040June 1, 2020 - October 14, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2020 - October 14, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 2019 - April 24, 2020
HIGHTOWER SECURITIES, LLC
March 20, 2018 - April 24, 2020
HIGHTOWER ADVISORS, LLC
August 5, 2002 - February 20, 2018
CHARLES SCHWAB & CO., INC.
May 4, 2000 - February 20, 2018
CHARLES SCHWAB & CO., INC.
February 25, 1982 - May 25, 1999
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
NORTHWEST ASSET MANAGEMENT
CRD#: 147923 / SEC#: 801-69483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/26/2020)
Exams
Series 8
Date: 4/19/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NORTHWEST ASSET MANAGEMENT
CRD#: 147923 / SEC#: 801-69483
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,844 |
| AUM (Assets Under Management) | $ 3,608,262,509 |
Red Flags
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