Kent E. Noard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Ellison Noard, CFP® was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1981. Kent had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1988
Experience
January 18, 2017 - October 25, 2025
KLN FINANCIAL GROUP
September 30, 2016 - December 31, 2016
KLN FINANCIAL GROUP
January 1, 1999 - April 28, 2000
LORING WARD SECURITIES INC.
October 6, 1993 - January 1, 1999
REINHARDT WERBA BOWEN SECURITIES, INC.
September 21, 1992 - October 1, 1993
OSAIC WEALTH, INC.
August 17, 1990 - September 25, 1992
PROTECTED INVESTORS OF AMERICA
August 5, 1987 - August 28, 1990
ASSOCIATED SECURITIES CORP.
December 24, 1981 - August 15, 1987
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KLN FINANCIAL GROUP
CRD#: 128251 / SEC#:
Contact information
Red Flags
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