Luciano Lamberti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luciano Lamberti was a registered financial professional .
Luciano is a previously registered financial professional and started their career in finance in 1982. Luciano had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 52, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2000 - December 31, 2023
BERNARDI ASSET MANAGEMENT, LLC
January 30, 1985 - December 31, 2023
BERNARDI SECURITIES, INC.
February 21, 1982 - December 14, 1984
COLUMBIAN SECURITIES, INC.
Primary Firm SEC Registration
BERNARDI ASSET MANAGEMENT, LLC
CRD#: 120110 / SEC#: 801-68608
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BERNARDI ASSET MANAGEMENT, LLC
CRD#: 120110 / SEC#: 801-68608
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 146 |
| AUM (Assets Under Management) | $ 330,996,086 |
Red Flags
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