James W. Wullschleger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Wallace Wullschleger was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1982. James had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 1991 - May 26, 1992
FOOTHILL SECURITIES, INC.
May 2, 1990 - May 6, 1991
FSC SECURITIES CORPORATION
October 17, 1986 - May 9, 1990
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
January 25, 1985 - November 3, 1986
EMPOWER FINANCIAL SERVICES, INC.
October 18, 1982 - November 30, 1982
INTEGRATED RESOURCES EQUITY CORPORATION
October 18, 1982 - September 20, 1985
UR FINANCIAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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