Craig A. Gallagher
Professional summary
Craig Aloysius Gallagher, who also goes by Craig Aloysuis Gallagher, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1982. Craig has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Aloysius Gallagher's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2000 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660July 19, 1999 - February 8, 2000
W.J. GALLAGHER & COMPANY, INC.
April 24, 1998 - October 28, 1998
HAPOALIM SECURITIES USA, INC.
August 16, 1996 - October 28, 1998
HAPOALIM SECURITIES USA, INC.
August 2, 1993 - August 27, 1996
MFS FUND DISTRIBUTORS, INC.
May 27, 1993 - January 17, 1995
MFS FINANCIAL SERVICES, INC.
January 17, 1992 - May 7, 1993
KEYPORT FINANCIAL SERVICES CORP.
October 30, 1991 - December 18, 1991
W.J. GALLAGHER & COMPANY, INC.
October 2, 1990 - July 30, 1991
UBS FINANCIAL SERVICES INC.
August 28, 1990 - October 10, 1990
LEPERCQ EQUITY CORP.
February 12, 1987 - April 23, 1990
ANGELES SECURITIES CORPORATION
October 2, 1985 - March 13, 1987
TRI FUND SECURITIES CORPORATION
July 22, 1982 - June 3, 1985
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2002)
(3/8/2002)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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