Denise M. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Moretti Burns, who also goes by Denise G Moretti, Denise Geraldine Moretti, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1981. Denise had worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2021 - April 17, 2024
ALTFEST PERSONAL WEALTH MANAGEMENT
June 1, 2021 - August 9, 2021
CAPFINANCIAL SECURITIES, LLC.
February 26, 2021 - August 9, 2021
CAPTRUST
December 4, 2012 - May 18, 2021
CAMMACK RETIREMENT GROUP
November 27, 2012 - July 7, 2021
CAMMACK LARHETTE BROKERAGE, INC.
September 29, 2006 - May 18, 2012
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 29, 2006 - May 16, 2012
BLACKROCK INVESTMENTS, LLC
July 18, 2005 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
June 22, 2005 - September 29, 2006
FAM DISTRIBUTORS, INC.
September 2, 1994 - January 29, 1996
FORESTERS FINANCIAL SERVICES, INC.
December 23, 1985 - August 12, 1991
FORESTERS FINANCIAL SERVICES, INC.
December 23, 1985 - October 14, 1993
FIRST INVESTORS MANAGEMENT COMPANY, INC.
December 10, 1982 - June 25, 1985
KIDDER, PEABODY & CO. INCORPORATED
December 24, 1981 - October 26, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ALTFEST PERSONAL WEALTH MANAGEMENT
CRD#: 110130 / SEC#: 801-18320
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTFEST PERSONAL WEALTH MANAGEMENT
CRD#: 110130 / SEC#: 801-18320
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,191 |
| AUM (Assets Under Management) | $ 1,622,512,064 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 01/26/2024 | ||
| 01/11/2023 | ||
| 10/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
