Kevin W. Shultz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Wescott Shultz was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1988. Kevin had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2013 - April 6, 2015
BOUSTEAD SECURITIES, LLC
November 3, 2011 - February 22, 2013
G.C. ANDERSEN PARTNERS CAPITAL, LLC
April 28, 2006 - September 16, 2011
FTI CAPITAL ADVISORS, LLC
February 4, 2005 - June 29, 2005
MOSAIC CAPITAL SECURITIES, LLC
August 17, 2000 - March 4, 2003
THE SEIDLER COMPANIES INCORPORATED
January 7, 2000 - September 8, 2000
WESTPARK CAPITAL, INC.
June 24, 1998 - December 31, 1999
GLOBAL CAPITAL SECURITIES CORPORATION
December 18, 1997 - March 13, 1998
PRUDENTIAL EQUITY GROUP, LLC
September 4, 1990 - May 26, 1993
WELLS FARGO CLEARING SERVICES, LLC
June 8, 1990 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
November 23, 1988 - March 13, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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